1.IntroductionOptical coherence tomography (OCT) has become important in noninvasive medical diagnostics. Since an early paper was published more than 10 years ago,1 high resolution images of morphological microstructures in biological systems have been continuously improved especially in quality. Applications range from retinal macular diseases2 and optically moderately scattering tissue of the body’s interior such as the gastrointestinal tract3 to highly scattering tissue like skin.4 5 OCT works analogously to an ultrasound scanner; the major difference is that ultrasound pulses are replaced by broadband light. The corresponding short coherence length permits a spatial resolution in depth direction of less than 10 μm.1 The lateral resolution is given by the focusing power of the employed objective as long as single scattering prevails. Depending on the scattering properties of tissue and some accepted loss in resolution, a penetration depth of about 1 mm can be achieved. OCT is capable of probing other interesting parameters besides morphology in tissue. Water absorption has been evaluated by tuning the light source to a harmonic band at 1.46 μm.6 Birefringence for the characterization of ordered structures from collagen and elastin fibers has been exploited.7 Doppler flow imaging in vessels becomes increasingly popular because of the inherent sensitivity to frequency shifts in the detected OCT signals.8 In addition, we recently demonstrated the depth-dependent evaluation of the parameter refractive index (RI) in human skin.9 The RI is measured as geometrical mean of the phase and group refractive indices. The important parameters for differentiation and light propagation in tissue are RI and scattering. Both parameters are related to each other in a complicated manner. Scattering is the end result of local RI variations. Depending on the local geometry, certain phase functions arise, which can be reduced to a mean scattering angle (MSA) for mathematical simplification. In simple cases of spherical geometries, homogeneous RI inside and a different RI outside a sphere, the analytical solutions for the phase function and MSA are available from Mie theory.10 When the single-scattering regime with purely ballistic photons is not valid anymore, the detected signal loss versus depth is not just dependent on the uncorrected scattering coefficient μs but it becomes a complicated function of MSA and other physical and technical parameters.11 Particularly, small MSAs cause less detected signal loss due to the contributions from significant multiple forward scattering. A certain area of interest within the probe has to be averaged to obtain meaningful data in MSA and RI. There are two reasons for this: (a) Tissue is too inhomogeneous for accurate spot measurements on cell size level, and (b) interference between backreflected signals from various points at mutual distances on the order of the coherence length prevents stable signals. Particularly the partially or completely destructive signals from issue (b), which are called speckles, generate significant variance in the detected signal. Incoherent averaging of signal intensities over a certain spatial region within the computer is very effective in reducing this variance. The scope of this paper is to perform quantitative and simultaneous measurements of the parameters MSA and RI of skin under in vitro and in vivo conditions. The paper is organized as follows: In Sec. 2, the OCT setup is outlined and the crucial technical parameters are presented. In Sec. 3, the basic formulas of the underlying theory11 are recapitulated and adapted for the evaluation of our data. Experiments in turbid media are presented to reveal deviations from ideal ballistic light propagation conditions due to multiple forward light scattering. Based on those data, the parameters MSA and RI are evaluated and compared with theory in Sec. 4. In Sec. 5, the experimental data from pig and human skin are presented and discussed. A summary and conclusion follows in Sec. 6. 2.OCT SetupIn this paper, only the crucial part of the optical setup from the OCT device for simultaneous measurements of MSA and RI is described. A typical setup of a complete OCT scanner is presented and explained elsewhere.1 The core of the imaging setup consists of a Michelson interferometer, employing four optical arms. In Fig. 1 the main hardware features for the parameter measurements are shown in the sample arm. The optical path in the reference arm (not shown) remains constant, while only the distal tip of a fiber in the sample arm keeps on moving. The setup and functionality of RI measurements have already been described in our recent paper.9 Thus only the major issues are briefly recapitulated here. To obtain RI data, the axial focus condition, which defines the amplitude of the backreflected signal in a turbid medium and the interference condition, which defines the actual position of the depth signal, have to be considered. A maximum backreflected and ensemble averaged signal is acquired by shifting the axial focus to the interference position. The shift is dependent on the (spatially varying) RI within the probe. We refer to this condition as the focus tracking mode. Under the assumption of constant RI for a moment, the ratio of the focal lengths of both lenses in the sample arm can be chosen to match the RI. In this case, moving the distal tip of the fiber will move the focus exactly parallel to the interference position, while the position of lens 1 can be kept stationary. Please notice that lens 2 always stays in a fixed position. Any local deviation from the mean RI requires a comparably small shift in the position of lens 1 to ensure focus tracking. Short confocal zones of lens 1 and 2, due to high numerical apertures (NA), facilitate the focus tracking procedure. Choosing the lens 1 position at maximum signal versus depth information provides the depth dependent RI data. To obtain the MSA, the same setup and technical parameters were employed. In contrast to the RI evaluation, ensemble averaged signal intensities at all lens 1 positions have to be acquired. The two-dimensional (2-D) map of the signals as function of lens 1 position and depth provides the MSA data. The performance data of our OCT system SkinDex 300® with regard to technical parameters are as follows: A bandwidth of Δλ=100 nm and a center wavelength of λ0=1300 nm generated a coherence length of about 5.3 μm in tissue. An average RI of either 1.41 or 1.42 for a sample medium of suspensions or tissue, respectively, has been assumed and corresponding objectives for the scanner have been selected. To ensure optimal focus tracking, the ratio of the focal lengths within the objectives was set to define a corresponding device parameter to be n obj =f1/f2=1.41 or 1.42. For a two-dimensional image, the field of view covers about 0.9 mm in depth (500 pixels) and 1 mm in one lateral direction (512 pixels). Several two-dimensional data sets (six in total) along the second lateral direction at an interplane distance of 10 μm were acquired to compute an averaged 2-D data set. In addition, 14 different lens 1 positions have been selected to provide the focus dimension. These multi-dimensional data sets, which are comprising the averaged 2-D data at each lens 1 position, are to be obtained within 3–4 min. This acquisition time is orders of magnitudes larger than the correlation times of Brownian motion which is on the order of 10 ms for μm size particles.12 Thus it can be assumed that temporal microstructural changes in RI average out to a mean value. The length of the confocal zone from the focusing power of the objective was extracted from Fig. 2, where the ensemble averaged, backscattered signal close to the surface of a turbid homogeneous medium was plotted. Given the definition of full width at half maximum (FWHM), a confocal zone of FWHM=35 μm was extracted. Mathematical simplicity indicates that the confocal zone needs to be large compared to the coherence length of 5.3 μm. The spatial resolution in both lateral directions was measured to be about 3 μm. 3.TheoryFor the subsequent description of the equations regarding MSA and RI, polarization and absorption effects have been neglected. In a recent paper9 multiple scattering arising at penetration depths exceeding a few hundred μm was ignored for simplicity, while here it is the crucial issue for the MSA evaluation. It requires an entire two-dimensional data set (signal intensity as function of lens 1 position and depth) while for the RI evaluation a subset or one-dimensional plot (lens 1 position at maximum signal intensity versus depth) is sufficient. In the following sections, evaluations for MSA and RI are given. 3.1.MSA EvaluationThe underlying theory has already been described in the literature.11 Based on the mutual coherence function of a multiply scattered object beam and an undisturbed reference beam, the following mean square signal heterodyne current as function of the depth z was obtained: The terms in the large bracket define the heterodyne efficiency factor Ψ(z), which describes the signal loss due to single and multiple scattering. The mean scattering coefficient μS within the turbid medium is responsible for the signal decay independent of the beam geometry and multiple scattering. The constant K comprises the signal powers in the sample and reference arm as well as the backscattering coefficient in the absence of scattering.Important parameters in Eq. (1) are the radii wH,S(z) where the intensity signal drops to 1/e of the initial value in the center of the beam. The radius wH covers the unperturbed beam, while wS is influenced by multiple scattering as given below In Eqs. (2), w0 is defined as the radius where the intensity of the unperturbed beam in the plane of lens 2 drops to 1/e compared to the value on the optical axis. Without loss of generality regarding the spectral width employed, only the center wavelength λ0 of the quasimonochromatic spectrum needs to be considered, which defines the propagation constant to k=2π/λ0 The ray matrix element B(z)=d+z/RI, d being the free space distance from lens 2 to the sample surface, and the focus length f are given relative to air in the original paper.11The variables z and f have to be related to the two experimental variables Δz Fiber and ΔzL1 of our setup shown in Fig. 1. According to our recent paper,9 the interference condition defines the probed depth at This leads to the ray matrix element while the focus length of lens 2 in air is given byUnlike the original paper,11 here the effective focal length varies slightly to accommodate the focus shift according to the probed depth (interference condition). Under the influence of multiple forward scattering which is described by a finite coherence length ρ0(z) (described below), the beam waist in Eq. (2b) increases as compared to Eq. (2a). In the case of an infinite coherence length ρ0 or a perfectly mutually coherent beam, Eqs. (2a) and (2b) reduce to the same form wH(z)=wS(z). The ratio w0/f2 or the numerical aperture NA are needed to evaluate Eqs. (2). According to the equations given above, the signal intensity in the absence of scattering (e.g., close to the surface of a sample) can be approximated by Figure 2 shows the experimental data and a fit of a theoretical curve according to Eq. (6). To ensure strong backscattering, a suspension with 2.1 μm polystyrene particles was measured directly below the surface. At a slice thickness of only 20 μm, multiple forward scattering could be ignored even at a high scattering coefficient of 17 mm −1. Otherwise the same experimental parameters were used as described in Sec. 2. According to Eq. (6), the FWHM=35 μm results in w0/f2=0.154. For Gaussian optics, the following relation between the NA, the ratio w0/f2 and the spot radius wH,min in the focal plane (B=f2) is valid13 Equation (7) yields a NA=0.31. The corresponding minimum spot diameter of 2wH,min ≈2.7 μm is in close agreement with the measured value.In addition, for the evaluation of Eq. (2b), the lateral coherence length and the MSA are related as follows11: where the RI and the scattering coefficient μs within the turbid medium need to be known. Strictly speaking, RI and μs are also functions of depth. For mathematical simplicity, however, we always assume averaged RI and μs values within the object. The last factor in Eq. (8) arises from the fact that the lateral coherence length of a wave increases while traveling a distance d mix without being perturbed by scatterers. This is known as the so-called “shower curtain effect:” one can roughly see a person behind a shower curtain if one is not too close to the curtain itself. In our setup, this distance d mix , the position of the heterodyne mixing plane, lies around the position of lens 2 and will be determined later experimentally. This theory does not account for speckle effects which are apparent in our data. However, it is possible to reduce these effects to an acceptable level by averaging along the second lateral dimension.The square signal heterodyne current in Eq. (1) is a function of the measured variables Δz Fiber and ΔzL1, the sample parameters RI, MSA and μs and the device constants λ0, f2, w0, n obj d and d mix . Figure 3 shows an example of this function corresponding to the material parameters RI=1.34, MSA=5° and μs=19 mm −1. The slope of the diagonal line, which is defined by the lens 1 positions of the maximum of 〈i2〉 at given Δz Fiber values in the Δz Fiber -ΔzL1 -plane, is only determined by the RI value. This RI is evaluated first (see below). The graph reveals that the signal loss at tracked focus condition is a nonlinear function (on a log scale) of depth or fiber position Δz Fiber . Thus an effective scattering coefficient μ eff can be introduced defined by the signal drop between two different depth locations. Only in the absence of multiple scattering μ eff and μs are identical. The two adjacent lines depict the lens 1 positions, at which the signal has dropped by 1 dB compared to the corresponding maximum. Each depth dependent distance between the 1 dB points defines a so-called “scatter width.” Just beneath the surface, this width is only determined by the NA of the beam [see Eqs. (6) and (7)] but it increases at larger depths due to multiple forward scattering. In the next figure (Fig. 4), it is shown how the experimental values, scatter width (sw) and effective scattering coefficient μ eff depend on both of the sample parameters, μs and MSA. Those relations are in turn a function of depth, so an arbitrary value of Δz Fiber =0.2 mm was chosen. Given the measured values sw and μ eff , one can find the appropriate sample scattering parameters MSA and μs at the intersection of the two corresponding contour lines. The following observations can be made from Fig. 4: At MSAs>7° and μs<15 mm −1, the scattering coefficients μ eff and μs are (almost) identical. Multiple scattering arises when those ranges are exceeded, which manifest in μ eff <μs or visibly in a nonlinear signal decay at log scale. At MSAs<2° and μs>10 mm −1, it is difficult to find the crossing points since the contour lines for μ eff and scatter width (sw) are aligned almost parallel, which generates larger error margins for the sample parameters. 3.2.RI EvaluationThe mean RI can be evaluated according to9 The mean RI is the geometrical average of the group index ng and phase index np. The difference between both indices is usually a few percent and sufficiently small to be ignored for further treatment. For a piecewise homogeneous medium along depth direction, the slope ΔzL1/Δz Fiber has to be evaluated at the focus tracked condition (ΔzL1 positioned for maximum signal). In this paper, however, only averaged values without depth dependency have been regarded.Figure 5 shows the signal intensity normalized to its maximum value at each given depth z versus lens 1 position for two different RIs. In case (a) a mixture of 75 water and 25 glycerin and in case (b) a 50 water and 50 glycerin mixture was used, yielding expected RIs of 1.38 and 1.41, respectively. For a given 2.1 μm particle solution a scattering coefficient of about 6.2 mm −1 was measured. The fitted slopes of the maximum signals versus depth yielded the following experimental results: (a) RI=1.39 and (b) RI=1.41. This compares fairly well to the values computed from the mixtures. Please notice that in Fig. 5(b) no shift of lens 1 position was necessary to keep the detected signal at maximum for all depths. This special case of focus tracking is expected from Eq. (9) when RI matches the given device parameter of n obj =1.41. 4.Measurements with Polystyrene SuspensionsTo verify the validity of Eq. (1) for obtaining the MSA, μs and RI, respectively, various scattering suspensions with different scattering parameters have been measured. In Fig. 6, false color plots of the signal intensity normalized to its maximum value (per depth) versus focus position of lens 1 and depth are shown for scattering suspensions with two different particle sizes [(a) 2.1 μm and (b) 4.6 μm] in experiment and theory. Shown are the experimental (yellow) and fitted maximum intensity lines (blue) as well as the experimental (white) and fitted −1 dB lines (green). Due to the electronic noise level at about −60 dB, the data around penetration depths of 200 μm and beyond become incorrect. At those depths the strong apparent increase of the scatter widths is meaningless. To obtain slightly smoothed functions, this and all subsequent data were interpolated by cubic spline functions. In addition, the RI values from the fitted portions of the corresponding data sets were employed for all figures to provide real (geometrical) depth scaling. The maximum intensities as function of depth (focus tracking condition), i.e., the normalization factors from the data in Fig. 6, are shown in Fig. 7 for all samples together with the fitted curves according to theory. Expected and experimentally extracted parameters RI, MSA, μ eff and μs are condensed in Table 1. Within given uncertainties, the comparison shows a fairly good agreement between theory and experiment. Table 1
Larger particles with more pronounced forward scattering lead to a larger focus zone (linked to the scatter width) at increasing depths as seen in Fig. 6. Photons scattered from small size particles with large MSA are too incoherent to contribute to the detected interference signal. The device constant “position of mixing plane d mix ” is difficult to determine from technical data in an objective which has been shown in simplified form in Fig. 1. The following approach in extracting this device parameter, however, is a viable alternative. The goal is to match an extracted MSA to theoretical data from, e.g., Mie theory10 to provide d mix . The MSA of the suspension with the 4.6 μm spheres [see Fig. 6(b)] yielded d mix =4.5 mm, which was kept for all other evaluations. Given this value, the mixing plane and the lens 2 plane within the objective almost coincide. 5.Skin MeasurementsSubsequently, data from in vitro pigskin and in vivo human skin are presented. In both cases three-dimensional data sets were acquired to provide sufficient signal averaging and speckle reduction within a region of interest. MSAs and RIs have been evaluated under different ambient conditions for the in vitro (Sec. 5.1) and in vivo (Sec. 5.2) studies. All except one of the technical parameters are as outlined above. By changing the objective, the device parameter slightly changed to n obj =1.42. 5.1.PigskinIn Fig. 8, the normalized intensities versus focus positions and depths are shown for pigskin at two different ambient conditions. Under (b), the skin was treated for 20 min with a detergent solution which consists of 2 anionic tensides in water. As comparison, (a) shows untreated skin. In the treated case, the scatter width increases at much shallower depths as compared to the untreated situation. At a chosen depth of 200 μm, a scatter width of about 90 μm was found in the treated case as compared to 40 μm in the untreated one. In addition, RI drops significantly due to the uptake of water. The maximum intensities as function of depth (focus tracking condition) are shown in Fig. 9 for untreated and treated pigskin together with the fitted curves according to theory. The parameters are condensed in Table 1. The signal drop versus depth and the nonlinearity on log scale was more pronounced in the treated case. Analogous to the behavior of the scatter width, μ eff ≈10.7 mm −1 in the treated case was higher than μ eff ≈8.1 mm −1 in the untreated one. The data of the scatter widths and μ eff ’s yield quantitative MSA values for both ambient conditions according to the plot in Fig. 4. In the untreated case, we found a MSA≈1.5°±0.5° while in the treated case it only slightly rose to a MSA≈2.5°±0.5°, in spite of the strong increase of the scatter width. As shown in Fig. 4, the scatter width sw depends not only on the MSA but on the scattering coefficient μs as well. In this sample, the increase of the scatter width is in fact mostly due to the increase of the scattering coefficient μs. The uptake of water, indicated by the strong drop of the RI, should not alter the average cell size to an extent that the MSA changes noticeably. A small increase of the MSA, however, is expected from Mie theory due to the change of the optical mismatch between the scattering particle and the surrounding medium. 5.2.Human SkinIn Fig. 10, the normalized intensities are shown for in vivo human skin at (a) untreated and (b) treated conditions. Similar to the previous experiment, skin on the volar site of the lower arm from a 26-year-old male volunteer was treated for 20 min with the same detergent solution (see Sec. 5.1). In contrast to pigskin in the treated case, the scatter width decreases rather than increases. The fact that the RI remains nearly constant around the epidermis (20–120 μm) in both conditions reveals the physiological function of living as opposed to dead (pig) skin. In Fig. 11(a), the data set from Fig. 10 has been processed to exhibit the corresponding scatter widths for both skin conditions. No fits to apparent MSAs were given, because within the investigated skin depth (up to 350 μm) human skin is much more heterogeneous than pigskin, as can directly be seen in OCT images. A fit which assumes a homogeneous turbid medium is questionable in human skin. Nevertheless, the data in both conditions are in line with an effective scattering coefficient in the untreated case of μ eff ≈14 mm −1 and in the treated one of μ eff ≈8 mm −1. Assuming the validity of Fig. 4, the corresponding MSAs for the untreated and treated cases can be retrieved to be MSA≈4° and 2°, respectively. There seems to be a similar link between μ eff and MSA as in the in vitro pigskin experiment. The reversed behavior from the in vivo versus in vitro studies, however, could not be explained. 6.Summary and ConclusionIt was demonstrated that our OCT scanner SkinDex 300® is able to provide additional physical parameters besides morphological imaging. The parameters’ mean scattering angle (MSA) and refractive index (RI) have been measured according to the theoretical models11 in turbid homogeneous solutions and in vitro in pigskin as well as in vivo in human skin. Quantitative comparisons have been made for the turbid homogeneous polystyrene suspensions. To the best of our knowledge, this is the first time that (multiple) scattering of light has been quantified through the observation of a new parameter called scatter width under in vivo conditions. The MSA for the homogeneous suspensions was evaluated with Mie theory.10 The fact that larger particles exhibit smaller MSAs than smaller ones could be verified clearly on an experimental basis. Also the absolute values in MSA agreed fairly well between theory and experiment. At increasing penetration depth, the larger size particle suspension exhibits a broader scatter width. This is expected because large particles with correspondingly small MSAs promote coherent forward propagation of nonballistic, multiply scattered photons to a larger extent. In the multiple scattering regime, each of the experimentally accessible parameters’ effective scattering coefficient (μ eff ) and scatter width (sw) depend on both sample parameters μs and MSA. It has been shown in Fig. 4 that for certain parameters, a larger μ eff is always accompanied by an increase in scatter width while MSA is nearly unchanged. This has been shown in a quantitative and qualitative manner for the two skin measurements. Treating with detergent in the case of pigskin (in vitro) increased both parameters μ eff and scatter width, while in the case of human skin (in vivo) the same treatment decreased both parameters. By treating (pig) skin with detergent we would not expect a significant change of the MSA, which could be verified within the experimental error margin. Thus in a simplified picture, one can conclude that MSA is fairly independent of ambient skin conditions. On the other hand, given the results from the artificial polystyrene suspensions, one may be able to characterize different types of tissue or diseases via MSA where cell size distributions differ significantly. The RI data have been shown to agree fairly well with the adjustment of the volume fractions of the suspensions. The higher the abundance of water, the lower the RI. This has also been observed in the pigskin experiment. In addition, the knowledge of RI provides an accurate scaling of the real (geometrical) depth within a sample. It has already been demonstrated9 that the RI evaluation can be conducted on a layered or even local basis in turbid tissue. A basic problem is the appearance of speckles, which has to be taken into account. A viable approach is signal averaging over a certain volume of interest, which in turn sets resolution limits to such a RI evaluation. The same holds for the extraction of MSA data. Due to the higher complexity in the algorithm, however, the “decomposition” in segments is not a trivial undertaking and will require further scrutiny. MSA and RI provide complementary information on the conditions of the turbid tissue. MSA exhibits some local scattering properties due to local variations in RI, which may lead to a (narrow) particle size distribution. RI measurements, on the other hand, provide an average value. It is conceivable that both parameters permit a more thorough understanding of tissue physiology under in vivo conditions. There may be applications for MSA and/or RI measurements in cosmetics product evaluation and testing. 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CITATIONS
Cited by 77 scholarly publications and 2 patents.
Scattering
Skin
Optical coherence tomography
In vivo imaging
Signal detection
Light scattering
Multiple scattering